Part 6 — Simple Strategies

What Is a Trading Strategy?

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Most traders spend years looking for the "perfect signal" but fail to build the "perfect system." A strategy is not a red or green arrow on your screen; it is a comprehensive protocol for surviving in a hostile environment.

Imagine you are opening a coffee shop. You don't just say, "I hope people buy coffee." You have a location (Context), a menu (Setup), a cost of goods (Risk), and a procedure for when the machine breaks (Management). Trading is identical.

The amateur looks for a Setup (e.g., "RSI is oversold").
The professional executes a Strategy (e.g., "In a bullish trend, if RSI is oversold, I risk 1% with a stop below the swing low to target liquidity").

If you cannot write your strategy on a napkin as a series of "If/Then" statements, you do not have a strategy; you have a gambling habit.


1. The 5 Pillars of a Robust Trading Strategy

A robust trading strategy is a comprehensive business plan designed to navigate uncertainty. It must answer five critical questions before you ever click a button. If any of these pillars are weak or missing, your entire system collapses.

  • 1. Context (The Map): "Where am I?"

    Is the market trending or ranging? Is volatility high or low? What are the higher timeframes doing? A Ferrari (setup) is useless if you are driving in a swamp (wrong context). You must define the environment where your edge statistically exists.

    Psychological Pitfall: Trading blindly without understanding the larger market picture. Leads to whipsaws and constant frustration, as setups that work in one context fail in another.

  • 2. The Setup (The Trigger): "What am I looking for?"

    This is the specific, objective condition that signals an entry. It could be a candlestick pattern, an indicator cross, a liquidity sweep, or a retest of a key level. This is often only 20% of the entire strategy, yet beginners obsess over it.

    Psychological Pitfall: Chasing every "signal." Without context and a clear plan, a setup is just noise. Leads to overtrading and FOMO.

  • 3. Invalidation (The Stop): "When am I wrong?"

    At what precise price point is your trade idea proven wrong? This is your stop loss. It's not "how much do I want to lose," but "where does the market structure break, invalidating my thesis?"

    Psychological Pitfall: Moving your stop loss. An emotional refusal to accept a small, calculated loss, leading to a catastrophic one. Based on hope over logic.

  • 4. Risk Management (The Size): "How much am I risking?"

    This is your position sizing. How many lots/shares do you buy so that hitting your invalidation point costs you exactly 1% (or your chosen risk) of your account? This keeps your risk constant and predictable.

    Psychological Pitfall: Over-leveraging or inconsistent sizing. Leads to emotional trading (greed/fear) because the monetary value of the trade is too high for your psychological threshold.

  • 5. Management (The Exit): "When do I take profit?"

    How do you manage an open trade? Do you take partial profits? Do you trail your stop? Do you close all at a fixed target? This is where your edge truly translates into profitability.

    Psychological Pitfall: Taking profits too early (fear of losing gains) or holding losers too long (hope). Both reduce the effectiveness of even a profitable strategy.

2. Setup vs. Strategy: The Blueprint vs. the Moment

This distinction is critical. A **Setup** is a Snapshot—a specific pattern or condition on the chart. A **Strategy** is a Movie—a complete, repeatable process that guides your actions from analysis to exit.

Example of a Setup: "The price just bounced off the 200 EMA, and RSI is oversold." (This is merely an observation).

Example of a Strategy:

"I trade the 200 EMA bounce ONLY when the higher timeframe is in a clear uptrend (Context). I wait for price to pullback to the 200 EMA and form a bullish engulfing candle on the 15-minute chart (Setup/Trigger). I place my stop loss below the candle wick and the 200 EMA (Invalidation). I risk 1% of my capital (Sizing). I exit 50% of my position at the previous high and trail the rest to 2R (Management)."

Do you see the difference? The setup is just an observation. The strategy is a comprehensive, executable algorithm that removes discretion and emotion from the decision-making process.


3. The Psychological Cost of Not Having a Strategy

Without a clear, well-defined strategy, you are not trading; you are gambling. This lack of structure has severe psychological repercussions:


4. Discretionary vs. Mechanical: Finding Your Trading Style

Trading strategies fall on a spectrum from purely mechanical to highly discretionary. You need to understand your own personality and experience level to choose the right fit.

Mechanical (The Robot)

Rules are rigid: "If A, B, and C happen, I *always* do D. No exceptions." This can be automated or manually executed with strict discipline.

Pros: Removes emotion; easier to backtest and optimize; ideal for beginners learning discipline.
Cons: Cannot adapt to nuanced market conditions; might keep trading during news events or market crashes that a human would avoid.

Discretionary (The Artist)

Rules are guidelines: "The setup looks good, but momentum feels weak and there's a lack of higher timeframe confirmation, so I will pass." This relies on experience, intuition, and pattern recognition.

Pros: Adapts to changing market conditions; can yield higher returns in experienced hands.
Cons: High risk of emotional sabotage; requires years of screen time and a deep understanding of market dynamics to execute consistently. Not recommended for beginners.

Most successful traders are a hybrid, leaning mechanical for the core of their strategy but using discretion to filter out lower probability setups. As a beginner, it is crucial to start as mechanically as possible to build discipline.

5. The "Edge" is Boring: Embracing Professionalism

New traders are often lured by promises of strategies that win 90% of the time. These do not exist. If they did, the person who found them would own the world, not sell a course for $97. A realistic professional edge is statistically subtle but powerfully effective over time.

A realistic professional edge looks like this:

Your goal is to build a strategy that is boring. If you are excited while trading, you are gambling. A truly profitable strategy should be as emotionally stimulating as working on an assembly line: you see the part, you stamp the part, you move to the next. The profits accumulate quietly over time, not in dramatic spikes.

6. Why Complexity Kills: The KISS Principle

There is a constant temptation to add more filters, more indicators, more "confluences." "I'll use the EMA, plus the RSI, plus the MACD, plus Bollinger Bands, plus Fibonacci extensions, plus Moon phases."

This is called Curve Fitting. You are creating a strategy that looks perfect on past data but will inevitably fail in real-time because it is too rigid, too complex, and too difficult to execute consistently. The market is messy and dynamic.

Simple strategies are robust. They survive because they are based on fundamental principles of price action (Expansion, Contraction, Trend, Support/Resistance) rather than mathematical coincidences. The more simple your rules, the easier they are to follow under pressure. Adhere to the KISS Principle: "Keep It Simple, Stupid."

Action Step: Define Your Edge Stop looking for new indicators. Pick ONE simple concept (like a Pullback, a Breakout, or a Range Break). Spend the next month defining the Context, Setup, Invalidation, Risk, and Management rules for that one concept. Then, and only then, trade it. That is how you become a trader.